research ethics – Language on the Move https://languageonthemove.com Multilingualism, Intercultural communication, Consumerism, Globalization, Gender & Identity, Migration & Social Justice, Language & Tourism Mon, 31 Oct 2022 03:51:42 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://i0.wp.com/languageonthemove.com/wp-content/uploads/2022/07/loading_logo.png?fit=32%2C32&ssl=1 research ethics – Language on the Move https://languageonthemove.com 32 32 11150173 What happens when researcher and researched speak different languages? https://languageonthemove.com/what-happens-when-researcher-and-researched-speak-different-languages/ https://languageonthemove.com/what-happens-when-researcher-and-researched-speak-different-languages/#comments Mon, 31 Oct 2022 03:51:42 +0000 https://www.languageonthemove.com/?p=24488

Anthropologist Napoleon Chagnon interviewing unidentified Yanomami people

Editor’s note: How do researchers in anthropology and sociology deal with linguistic diversity? Do they learn the language(s) of the people they work with or do they hire interpreters? Turns out that they are quite naive about language and do neither systematically, as new research by Katarzyna Sepielak, Dawid Wladyka, and William Yaworsky shows. How to make good decisions about language choice and language mediation in fieldwork needs to become part of research training.

***

Katarzyna Sepielak, Dawid Wladyka, and William Yaworsky

***

We have surveyed field researchers in sociology and anthropology programs in the United States and found only limited proficiency in field languages, accompanied by a widespread reliance on translators and interpreters. The scholars, therefore, did not dispense with translators as early-twentieth century anthropologists called for (Mead, 1939); instead, they dispensed with the myth of linguistic fluency. At the same time, results indicate disparities in the use of vernacular and translation services in the post-colonial societies and haphazard ‘hiring’ patterns of interpreters that cause ethical and methodological concerns.

The imaginary anthropologist is a fluent polyglot; the real anthropologist is too time-poor to learn another language

When you think about an anthropologist, what stereotypes do you imagine?  Maybe a gaunt Englishman wearing a pith helmet with a copy of African Political Systems (Fortes and Evans-Pritchard, 1940) stuffed in his back pocket? Our imaginary anthropologist is, of course, fluent in a language at risk of extinction, learned during years of field research while living with an endangered community.

Perhaps your image of a sociologist is quite different. You might conjure a scholar working in an urban setting in their home country, which of course is in one of the complex industrial societies. They are studying social problems using their native language with locals who also speak the same tongue.

The shape of today’s societies however, as well as forms of field research challenge those effigies. Anthropologists cannot permit themselves the ‘luxury’ of spending years within a single community, being involved in many projects and teaching duties at home institutions. Sociologists, on the other hand, now work in culturally diverse settings and face the same issues as anthropologists a century ago.

Experience with Fieldwork Translation by Discipline

Yet, the scholarly associations and method textbooks are virtually mum on the problem of language, translation and interpreting in field research. To the contrary, a blatant disregard for translation services is noticeable in some discussions, that – righteously – attempt to reclaim the status of research assistants: “Research assistants play a vital role in the research process, often acting as more than just [! – exclamation and bold added] translators or interpreters.” (Dean & Stevano 2016)

We surveyed US-based scholars about their language practices

That is why we surveyed US-based scholars from anthropology and sociology programs. We analyzed 913 answers that provided insights into our respondents’ linguistic capabilities and their experiences conducting research in over 180 countries and interacting with over 400 languages. A more extensive presentation of the results may be found in our article published by Multilingua (Sepielak, Wladyka & Yaworsky 2022).

We discovered that in only 24% of the field sites with languages other than English present did scholars assess that they had professional (or higher) fluency. In almost 60% of cases, our respondents interacted with languages in which they reported a proficiency at or below a limited working level.

It would seem it’s not all bad news with 75% of respondents reporting fluency in at least one fieldwork language. However, they were typically fluent in languages derived from the colonizers, such as French and Spanish, but rarely in languages from the colonized.

Social science researchers are “getting by”

It is then worth noting that most anthropologists and sociologists were getting by at times like everybody else, using interpreters and translators, or conducting research using the English language. ‘Only’ 54.1% of the sociologists in our sample ever collaborated with a translator compared to 68.9% of anthropologists.

It would, however, be spurious to claim that American sociologists had less need for translators due to their linguistic proficiency. It is rather due to the traditional research interests exposing anthropologists to an increased number of languages and geographies. In comparison, sociologists frequently work in the US and regions like Western Europe where one could claim to “get by” with English.

One could ask how can this reality diverge so significantly from the ideal of language fluency and dismissal of interpreters pushed by generations of authoritative field scholars?

Is English proficiency really the superpower of today’s social scientists?

English is the language superpower of the world (Piller, 2022). And our thematic analysis indicates that researchers turn to this ‘superpower’ quite often. This is due to a variety of circumstances hampering the acquisition of fluency in another language, such as short-term studies, multi-sited fieldwork, international collaborative research, or studies of communities with multiple co-existing languages. While the global popularity of English appears as one of the deterrents to mastering field languages among scholars, one should also note that Indigenous languages such as Nahuatl, Tlapanec and thousands of others are virtually extinct from academic curricula in the US.

Anthropologists, in particular, may be wary about revealing these linguistic deficiencies due to the fear it might undermine their ethnographic authority. They will be mindful of Margaret Mead’s fieldwork being criticized as ‘superficial’ in part due to her linguistics deficiencies (see Freeman 1983) or Napoleon Chagnon wasting months analyzing the fictitious and scatological “names” of Yanomamo villagers presented to him by amused tribesmen (see Chagnon 1992), mold current beliefs of scholars?

Paying lip-service to the importance of linguistic proficiency does make fluent researchers

Well, it would seem so, with 81% of our respondents perceiving knowledge of local language as important and 95% agreeing that knowing the vernacular enriches the understanding of “local knowledge”.  They also agreed that researchers who don’t speak the vernacular miss important data and have less control over the study. A clear example of detachment between the persisting ethos and contemporary practice reported in previous paragraphs.

The invisible translators and interpreters of social science

In this context, the question about what this heavy reliance on translators means for Western representations of post-colonial societies, persists as well. How do scholars perceive its effect on the research process? For one, most respondents agreed that translators help in gaining access to data and that scholars with foreign-language deficiencies should collaborate with them. Nevertheless, concerning was a trend of haphazardly “hiring” persons that interpret (including research assistants, spouses, colleagues, representatives of local institutions) driven by cost and convenience. This widespread practice carries a series of ethical, methodological, and even security risks rarely considered during methods training.

To that end, field researchers did not dispense with translators as early 20th century anthropologists called for, instead, they dispensed with the sleight of hand of linguistic fluency. This state of affairs should at the very minimum deserve greater attention in current methodological and ethical discussions regarding fieldwork and collaboration with interpreters.

To read the full article

Sepielak, K., Wladyka, D. & Yaworsky, W. (2022). Language proficiency and use of interpreters/translators in fieldwork: a survey of US-based anthropologists and sociologists. Multilingua. https://doi.org/10.1515/multi-2022-0071

Related content

Laihonen, Petteri. (2020). Do concepts and methods have ethics? Language on the Move. https://languageonthemove.com/do-concepts-and-methods-have-ethics/
Piller, Ingrid. (2016). Herder – an explainer for linguists. Language on the Move. https://languageonthemove.com/herder-an-explainer-for-linguists/
Piller, Ingrid. (2021). The interpreting profession in ancient Egypt. Language on the Move. https://languageonthemove.com/the-interpreting-profession-in-ancient-egypt/
Piller, Ingrid. (2022). How to challenge Anglocentricity in academic publishing. Language on the Move. https://languageonthemove.com/how-to-challenge-anglocentricity-in-academic-publishing/

References

Chagnon, Napoleon. 1992. Yanomamo: The last days of Eden. New York: Harvest Books.
Deane, K. & Stevano, S. 2016. Towards a political economy of the use of research assistants: reflections from fieldwork in Tanzania and Mozambique. Qualitative Research, 16(2). 213-228.
Fortes, Meyer, and E.E. Evans-Pritchard (eds.). 1940. African Political Systems. Oxford: Oxford University Press.
Freeman, Derek. 1983. Margaret Mead and Samoa: The making and unmaking of an anthropological myth. Cambridge: Harvard University Press.
Mead, Margaret. 1939. Native languages as fieldwork tools. American Anthropologist 41(2): 189–205.
Piller, Ingrid. (2022). “Women, life, freedom” – the slogan swimming against the global tide. Language on the Move. https://languageonthemove.com/women-life-freedom-the-slogan-swimming-against-the-global-tide/

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Researching multilingually as a political act https://languageonthemove.com/researching-multilingually-as-a-political-act/ https://languageonthemove.com/researching-multilingually-as-a-political-act/#respond Sun, 03 Jul 2022 05:12:34 +0000 https://www.languageonthemove.com/?p=24320 Editor’s note: Multilingualism researchers and the products of their research can be surprisingly monolingual. It is therefore good to see the black box of multilingual research processes under the microscope in a new book devoted to the The Politics of Researching Multilingually. In this post we hear from the editors.

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Judith Reynolds, Sara Ganassin and Prue Holmes

***

Readers of Language On The Move will be familiar with the idea that different languages and language varieties are imbued with different levels of social prestige, and that language use and language choice are closely tied up with issues of social justice in many contexts. But have you ever considered what impact the language choices made during a multilingual research process might have on the research outcomes, and on the individuals involved in research?

The Politics of Researching Multilingually

In our recently published edited volume The Politics of Researching Multilingually, this question is critically and reflexively explored by researchers from across the social sciences, many of whom are researching in global South contexts. We asked our contributors to think, write and research about the political dimensions of how they did researching multilingually, defined as ‘the process and practice of using, or accounting for the use of, more than one language in the research process’ (Holmes et al., 2016, p. 101). The result is a collection of 16 powerful chapters, in which our authors write candidly about their own ideological positions towards the languages involved in their research, their changing awareness of the power effects inherent in language choices and language use in research, and their journeys towards ‘researcher intentionality’ (Stelma and Fay, 2014; Stelma, Fay and Zhou, 2013) when researching in or through multiple languages.

In introducing the volume, we argue that our decisions about how we use linguistic resources in research are political, in that they involve the negotiation of relationships of unequal power in aspects such as the selection of research topics, engaging with different stakeholders, navigating the language hierarchies in play in the different contexts of the research, and determining the languages of dissemination of the research. The volume thematises both the constraints on researchers working multilingually, and their responses to such constraints, under four themes briefly presented here.

Hegemonic structures

Under the theme of hegemonic structures, contributions critically examine the role of institutional structures such as funding bodies, gatekeepers, the academy and the publishing industry in prioritising and legitimising or delegitimising certain languages in research.

In the context of French academia, Adam Wilson discusses the double linguistic burden placed on researchers seeking to publish and advance their careers in a dual French- and English-dominated globalised academic environment. In turn, Shameem Oozeerally describes the tensions involved in working as an interdisciplinary and multilingual research team in a Mauritian university context defined by a particular linguistic ideology and epistemological stance.

Lamia Nemouchi and Prue Holmes reflect on the experience of an international doctoral researcher implementing a project grounded in fieldwork in the multilingual context of Algeria, yet which was framed by the Anglo-monolingual conventions and expectations of a British university. In a different context, Wine Tesseur’s reflexive account of doing research about language practices within international NGOs operating in Kyrgyzstan emphasises the imperative to accommodate languages other than English in the research process.

Overall in this section of the volume, the impact of institutional frameworks of power on researching multilingually are highlighted.

Power relations

Trilingual sign at Mouloud Mammeri University in Tizi Ouzou, Algeria (Image credit: Wikiwand)

In contrast, within the second theme of power relations, contributions focus on the micro-interactional dimension of power and its negotiation in and through language use and language choices in a range of research spaces and relationships.

Jessica Chandras offers an ethnographic account of her heritage language learning process in the context of class- and caste-bound Indian-Pune society, and reflects on how this impacted on her research outcomes. In a study about multilingual refugee children in Cyprus, Alexandra Georgiou demonstrates the importance of understanding children’s views and perspectives through their own forms of expression using an inclusive research practice.

Helina Hookoomsing also highlights language choices and power dynamics in engaging in research focused on children’s multilingualism, albeit in the postcolonial context of multilingual Mauritius. In a further multilingual postcolonial context, Olga Camila Hernández Morales and Anne-Marie de Mejía discuss how they dealt with the linguistic hierarchies manifest in the Caribbean island of San Andrés in order to give access to the voices of the participants.

The contributions within this theme remind us that research is a domain of social life like any other, with inherent power dynamics that are negotiated in, with and through language(s).

Decolonising methodologies

The third theme of decolonising methodologies highlights how contributors to the volume have sought to address issues of inequality and voice in their research by drawing on methodological innovations and non-Eurocentric epistemologies.

Reporting on research examining community radio in rural India, Bridget Backhaus adopts a cognitive justice framework to theorise her collaboration with a local interpreter. In turn, in the context of a research project focusing on language learning experiences of forced migrants in Luxembourg, Erika Kalocsányiová and Malika Shatnawi describe a collaborative process of work between researcher and translator to faithfully represent participants’ complex linguistic repertoires on the page.

In the sphere of participatory arts research, Michael Richardson offers a reflexive account of the design and implementation of a UK based research project in deaf theatre, aiming to give equal prominence to spoken and signed languages. Finally, in a broader and more longitudinal account of their careers in research, Julie Byrd Clark and Sylvie Roy explore transdisciplinary and relational processes of interculturality that they have operationalised in their research on multilingual education for migrant youth in Canada.

The theme emphasises that when researching multilingually, researchers can and should engage in active processes of reshaping and repurposing the methodologies available to them in the research canon, in order to address epistemic and representational imbalances arising from and through language(s).

Decolonising languages

In the final theme of decolonising languages, contributors give accounts of the impact on their research of first, recognising that ‘named languages’ (Li, 2018, p. 19) often associated with nation-states are inherently political instruments carrying ideological baggage for participants; and second, acknowledging that human communication extends beyond named languages into languaging and translanguaging.

Welcome to Gagauzia! (Image credit: Wikipedia)

In this part of the volume, Rebekah Gordon proposes an approach to working multilingually with US-based transnational language teachers grounded in translanguaging pedagogy, that seeks to engage the linguistic and cultural repertoires of both researcher and participants. Liliane Meyer Pitton and Larissa Semiramis Schedel document language choices made in the different research phases of three projects conducted in Western Europe, exploring the reasons for these choices and analysing their (dis)empowering effects for researchers and researched.

Writing from Colombia, Rosa Alejandra Medina Riveros and Teresa Austin draw on critical multilingualism and translanguaging perspectives in their account of the research practices they developed for making decisions in a decolonising spirit in pedagogical research in this context. Finally, Christiana Holsapple shares an autoethnographic account of her own process of coming to understand the shifting significations and political nature of language practices in the Moldovan region of Gagauzia.

This theme opens the door to deeper conversations about the nature of research as a language process and product, and its potential to both preserve and maintain the status quo of established power relations and to disrupt, contest and resist that status quo.

Researchers as political actors

Overall, the volume takes a stance presenting researchers who research multilingually as social actors with the capacity for political action. We encourage all researchers, and particularly those involved in sociolinguistic, applied linguistic and/or intercultural communication research, to: (a) reflect actively on your own linguistic resources and those of others involved in the research; (b) become aware of the political and ideological implications of these language(s) in the spaces and relationships of research; and (c) take purposeful decisions about how to use which language(s) in research processes in ways that further the ultimate goals of the research and those whom it is intended to benefit.

Related content

Piller, Ingrid. (2022). How to challenge Anglocentricity in academic publishing.

Contributor bios

Judith Reynolds is a Lecturer in Intercultural Communication in the Centre for Translation and Intercultural Studies at the University of Manchester, UK. Her research focuses on how language and culture intersect, and how both shape identities, in professional and workplace settings in particular. She has published on intercultural communication in refugee and asylum legal advice communication, and is the current Treasurer of the International Association of Languages and Intercultural Communication (IALIC).

Sara Ganassin is a Lecturer in Applied Linguistics and Communication at Newcastle University (UK). She teaches, researches and supervises postgraduate students in intercultural communication and education, with a particular interest in migrant and refugee communities. She has published on internationalisation and mobility, on Chinese heritage language and on languages and research.

Prue Holmes is a Professor of Intercultural Communication and Education, and Director of Research at the School of Education, Durham University, United Kingdom. Her research areas include critical intercultural pedagogies for intercultural communication, language and intercultural education, and multilingualism in research and doctoral education. Prue has worked on several international projects. She was the former chair of the International Association of Languages and Intercultural Communication (IALIC), and she is the lead editor of the Multilingual Matters book series Researching Multilingually.

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Coming to terms with ourselves in our research https://languageonthemove.com/coming-to-terms-with-ourselves-in-our-research/ https://languageonthemove.com/coming-to-terms-with-ourselves-in-our-research/#comments Tue, 07 Jul 2020 23:16:14 +0000 https://www.languageonthemove.com/?p=22618 Editor’s note: We find ourselves in a time of deep global crisis when reflections on research ethics take on new urgency. Language on the Move is delighted to bring to you a series of texts that aim to rethink research ethics in Applied Linguistics. The texts in this series have been authored by members of the Research Collegium of Language in Changing Society (RECLAS) at the University of Jyväskylä in Finland. Their frustrations with a narrow legalistic understanding of ethics brought them together in a series of meetings and long debates in unconventional contexts, where they explored an understanding of ethics as foundational to and intertwined with all aspects of doing research. The result of these meetings and conversations is a series of “rants”, which they share here. In this fourth and final rant, Johanna Ennser-Kananen provides an overview of questions related to researcher positionality in Applied Linguistics research.

To view the other RECLAS ethics rants, click here.

***

When I think back to my last ethnographic study, one of the fondest memories I have is drinking tea and coffee with young women from Afghanistan in a school cafeteria. They were students at that school, working towards their basic education degrees, and had come to Finland a few years before I met them there. As the cafeteria emptied, we would often stay behind for one more cup, laugh, chat, show off the latest pictures we took on our phones, and exchange advice about workout apps and videos. When I describe, analyze, and interpret data from these conversations, who I am matters. In the women’s circle, I was an insider and outsider at the same time. I am a white, college-educated, relatively wealthy European and represent the population that too often others and mistreats them. But, like them, I am also a woman, an immigrant, a mother, and a Finnish learner – so in many ways, we could relate and they were able to trust me. My research can’t be understood unless one understands my positionality in it.

What is researcher positionality?

Researcher positionality can be defined as the position a researcher takes towards the world around them in general and vis-à-vis a particular research topic or study, its process, and participants in particular (Holmes, 2010). Both are shaped by a researcher’s identities, including social factors such as race, class, gender, sexual identity, ability, citizenship status as well as linguistic and cultural backgrounds, familial histories, personal experiences, and professional trajectories. All of these may – more or less overtly – have a bearing on the research process at every stage from the conceptualization of a study to the dissemination of findings (Holmes, 2016).

As Holmes (2010) emphasizes, a researcher’s worldview “concerns ontological assumptions …, epistemological assumptions …, and assumptions about human nature and agency” (p. 2), all of which shape how we engage in research. For instance, our research is rooted in what we believe to exist, how we know about, organize, and describe these entities, and how we understand the position of human power and its limits within a particular context. Such knowing and believing pans out in particular power dynamics that permeate the research process, e.g. between researcher and the researched, in the representation of voices in writing, and in the legitimation of knowledge (Muhammad et al., 2015). Unpacking those dynamics can increase the transparency and ethicality of our work.

(Why) Do we need this?

The notion that our identities and worldviews as researchers shape the work we do is not an uncontroversial one, especially given that much scientific work has aimed to minimize or even eliminate the researcher’s person from the research process with the goal of claiming objectivity or neutrality. Such claimed objectivity or neutrality, oftentimes conflated with the unmarked male, white, and middle-class position in scholarly work, has long been at the core of scientific quality measures, particularly when researchers have aimed to present their work as independent of the researcher, replicable beyond its original context, and thus scientifically valid. In Western religious pre-Enlightenment societies, such “research without researcher” has played an important role in establishing scientific traditions and methods, often in opposition to religious beliefs (Lin, 2015), but was also, to the detriment of qualitative research, foundational in promoting the positivist paradigm as the dominant and only legitimate one within many academic contexts. Although in some ways qualitative research is still struggling to shed this positivist yardstick, the notion that all research is shaped by researcher positionalities has in recent decades gained traction. While there may be great differences in how researchers approach their work ontologically, epistemologically, and methodologically, we all make decisions, act in particular social contexts, and are shaped by what we know, believe, and strive for. As Lin (2015) puts it,

Problems emerge if we fail to recognize the inherent partial and positioned nature of every research study (and researcher) that is inevitably located in a certain sociohistorical and epistemological position. (p. 15)

In a similar vein, Hamby (2018), speaking for social scientists and particularly her field of psychology, calls for a shedding of the ”cloak of objectivity” (para 7), emphasizing that “lack of objectivity is not just a problem, it is also an opportunity”. (para 9). Acknowledging one’s positionality, she argues, can enhance a researcher’s awareness of their own biases, assumptions, and points of development, but also their (potential) contributions to the field. It can enable us to

  • better understand our own biases and (expected) blind spots, so we can begin to challenge them
  • better understand and reflect on our position in the research field (e.g., insider-outsider of a community), and based on this, identify ways of building more ethical and fruitful relationships with our participants, colleagues, and audience
  • interpret our findings with greater confidence and greater care, and in general, increase the trustworthiness of our work

It is important to keep in mind that stating our (potential) biases does not erase them. Our intellectual reflections cannot lift us beyond our socio-material realities (e.g., who, where, when, with whom we are …) and we cannot confess-away our subjectivity or create a “neutral” place from which we operate. However, the process and statement of acknowledging our positionality can open doors to a deeper understanding of our place and purpose within our field for our participants, our audience, and ourselves.

An important question to ask is what information we include in a positionality statement and how we go about that. Having engaged in a self-reflexive process does not mean we disclose all aspects of it – this would likely be unnecessary or impossible, and in some cases inappropriate, risky, and even unethical (e.g., because participants’ anonymity/safety or the researcher’s integrity/freedom are at stake). As we make decisions about what to include in a paper that is publically or widely available, the following questions can offer guidance:

  • What are my goals as a researcher, particularly in regards to the study/paper in question?
  • What/who has shaped my processes of selecting (and not selecting) the research field, participants, methods, terms, data, literature, etc.?
  • How are my choices tied to who I am, what I know, what I have access to, and what I believe in?
  • How may my choices differ from the ones of a reader/colleague who belongs to a different social, cultural, or disciplinary group? What do they need to know about me so they can relate to my choices?

If we keep in mind that the overall purpose of a positionality statement, in the end, is to make our work more transparent, we can minimize the risk of it either becoming a merely rhetorical exercise on the one hand or a disclosure that puts us or others at risk on the other hand.

Group membership: Where do I (not) belong?

When we explicate our position toward our topic, participants, and research processes, we do so in order to get a better sense of what we know and see and what we do not know and see. This is particularly true for researchers who work with populations that they are not members of. Most typically, group membership will be dynamic, complex (Dwyer & Buckle, 2009), partial and/or situational (see Huisman, 2008: Milner, 2007), so that awareness of one’s own insider- and outsiderness, privilege and power position (Muhammad et al., 2015), is a crucial first step (although no guarantee) towards building respectful and ethical relationships. In such situations, it becomes crucial to know how to actively disrupt deficit discourses and hegemonic notions of normality and knowledge, to name only a few harmful practices that researchers from socially dominant groups will encounter and unfortunately oftentimes perpetuate.

Useful questions to ask

  • Which (racial, cultural, professional, ethnic, linguistic …) groups do I belong to, and in what ways? How has that shifted or might that shift in the future?
  • How do my group memberships manifest themselves? How do they relate to each other?
  • What is easy for me to see/focus on because of these memberships? Where do I assume to have blind spots? What might someone else see in my field/data/literature… ?

Epistemologies: What do I (not) know?

Part of the question about one’s own researcher identities, worldview, and relationship to the topic, process, and participants is also to develop a critical understanding of what we do and do not and what we can and cannot know (Muhammad et al., 2015). Many individuals and communities have historically been excluded from academic knowledge and knowledge production, so that research and its dissemination are still dominated by male, white and middle-class norms (e.g., Ahmed, 2017; Banks, 2009; Ennser-Kananen, 2019; Scheurich & Young, 1997). Although it cannot be an individual’s responsibility to rectify this, every researcher can be explicit and honest about their own epistemological limitations and contribute to a move towards epistemic and epistemological justice (Ennser-Kananen, 2019).

Useful questions to ask

  • Which (racial, cultural, professional, ethnic, linguistic …) context does the literature I read and cite do belong to? What are or could be the blindspots and omissions of my work? (See Piller, 2018)
  • What parts of the research process will I be able to do relatively easily because of my racial, cultural, professional, ethnic or linguistic memberships? Which ones might be challenging?

Positionality statements

Positionality statements are often integrated into introductory or methodology sections of research articles or theses, but they can also consist of smaller parts scattered throughout a piece of writing. Both qualitative and quantitative researchers can and should offer a statement of this kind that enables the reader to get a better sense of their approach to the topic, the research process, their analyses, interpretations, and conclusions. While positionality statements by definition have to be individualized and personalized, I recommend the ones by Matias and Mackey (2015, pp. 33-34) and Arsenault (2018, pp. 52-55) as inspiration and models for how such statements can be realized. Once a positionality statement has been made in written or spoken form, the job of acknowledging and critically reflecting on our position continues. In the end, positionality work underlines the importance of a supportive and (self-)reflective academic community, where open dialogue and spaces to learn are valued and fostered (not just tolerated). It is on all of us to create such spaces.

References

Ahmed, S. (2017). Living a feminist life. Durham: Duke University Press.
Arsenault, C. (2018). How white teachers’ identity development translates to classroom interactions with minority students. Doctoral dissertation. Educational, School, and Counseling Psychology. Retrieved in March 2020 from https://uknowledge.uky.edu/edp_etds/80
Banks, J. A. (2009). Knowledge construction and the education of citizens in diverse societies. Keynote speech. Interkulturell Pedagogik, Göteborg, Sweden.
Delamont, S. (2018). Truth is not Linked to Political Virtue: Problems with Positionality. In B. Clift, J. Hatchard & J. Gore (Eds.). How Do We Belong? Researcher Positionality Within Qualitative Inquiry: Proceedings of 4th Annual Qualitative Research Symposium (pp. 1-6). University of Bath.
Dwyer, S.C., Buckle, J. L. (2009). The space between: on being an insider-outsider in qualitative research. International Journal of Qualitative Methods, 8(1), 54–63.
Ennser-Kananen, J. (2019). Knowledge is power is knowledge: Can we break the cycle of epistemic and epistemological injustice? Tiedepolitiikka, 4, 22-40.
Hamby, S. (2018). Know thyself: How to write a reflexicity statement. Psychology Today. Retrieved in March 2020 from https://www.psychologytoday.com/us/blog/the-web-violence/201805/know-thyself-how-write-reflexivity-statement
Holmes, P. (2016). Navigating languages and interculturality in the research process: The ethics and positionality of the researcher and the researched. In M. Dasli & A. R. Díaz (Eds.). The Critical Turn in Language and Intercultural Communication Pedagogy (pp. 115-132). New York: Routledge.
Holmes, A.G. (2020). Researcher positionality: a consideration of its influence and place in research. A new researcher guide. Available at http://shanlaxjournals.in/journals/index.php/education/article/view/3232
Huisman, K. (2008). “Does this mean you’re not coming to visit anymore?”: An inquiry into an ethics of reciprocity and positionality in feminist ethnographic research. Sociological Inquiry, 78(3), 371-396.
Lin, A. M. Y. (2015). Researcher positionality. In F. M. Hult, & D. C. Johnson (Eds.), Research Methods in Language Policy and Planning: A Practical Guide (pp. 21-32). London: Routledge.
Matias, C. E., & Mackey, J. (2016). Breakin’ down whiteness in antiracist teaching: Introducing critical whiteness pedagogy. The Urban Review, 48(1), 32-50.
Milner IV, H. R. (2007). Race, culture, and researcher positionality: Working through dangers seen, unseen, and unforeseen. Educational researcher, 36(7), 388-400.
Muhammad, M.; Wallerstein, N.; Sussman, A. L.;  Avila, M.; Belone, L.; Duran, B. (2015) Reflections on researcher identity and power: The impact of positionality on community based participatory research (CBPR) processes and outcomes. Critical Sociology, 41
Piller, Ingrid. 2018. Why are you not citing any African female expert? Language on the Move. https://languageonthemove.com/why-are-you-not-citing-any-african-female-expert/
Scheurich, J. J., & Young, M. D. (1997). Coloring epistemologies: Are our research epistemologies racially biased?. Educational researcher, 26(4), 4-16.

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The ethics of collecting data in public space https://languageonthemove.com/22601-2/ https://languageonthemove.com/22601-2/#comments Tue, 30 Jun 2020 22:22:22 +0000 https://www.languageonthemove.com/?p=22601 Editor’s note: We find ourselves in a time of deep global crisis when reflections on research ethics take on new urgency. Language on the Move is delighted to bring to you a series of texts that aim to rethink research ethics in Applied Linguistics. The texts in this series have been authored by members of the Research Collegium of Language in Changing Society (RECLAS) at the University of Jyväskylä in Finland. Their frustrations with a narrow legalistic understanding of ethics brought them together in a series of meetings and long debates in unconventional contexts, where they explored an understanding of ethics as foundational to and intertwined with all aspects of doing research. The result of these meetings and conversations is a series of “rants”, which they share here. In this rant, Sigurd D’hondt examines the legal and ethical implications of the EU’s General Data Protection Regulations for ethnographic research. In doing so, he offers a quick introduction to Goffman, Habermas, and the public sphere.

To view the other RECLAS ethics rants, click here.

***

Let me start with a brief warning: most of this rant is not about ethics but about legal compliance, and deals with the impact of the EU’s newly adopted General Data Protection Regulation (GDPR) (EU) 2016/679. This may seem a bit odd at first, because law and ethics represent two fundamentally different orders of normativity, one a formal system of bureaucratically enforced rules, the other grounded in the self-regulation of conduct. Yet, engaging with this new bureaucratic-legal framework does require social scientists to take an ethical stance of some sort. This is particularly the case for those of us who do research in/on the public realm.

GDPR became operative on May 25, 2018. It sets a new standard for the technical and organizational measures that public authorities, business, and non-profit organizations must take to prevent data security breaches and to give individuals control over their own personal data. It states, for example, that personal data cannot be exported outside the EU, and that processing is only allowed if one can prove that the data were collected in accordance with one of the lawful grounds recognized by the regulation. When you are processing someone’s personal data, you should also let them know that you are doing so, by providing them a privacy notice.

GDPR caused quite a stir among anthropologists and social scientists, with certain voices bordering on the apocalyptic. A workshop at SOAS, for instance, had the title “Is anthropology still legal?” (Humphris 2018). Others were more optimistic and argued that the new regulation might help social science researchers to cast off the straitjacket of biomedicine (Sleeboom-Faulkner and McMurray 2018), or pointed out “regulatory provisos […] that accommodate for the specific requirements of ethnographic research” (Corsín Jiménez 2018: 1), creating room for ethnography’s exploratory character and recognizing the dialogical nature of its data-constitution practices.

This rant picks up one specific issue: the way GDPR engages with the ‘public sphere.’ Contrary to what many of us (including myself) initially naively assumed, the new directive does not provide a free ticket for processing personal data that are already publicly available. A crude lexicostatistic analysis of the regulation reveals that the adjective public systematically collocates with authorities, interest, and security. Public availability and public accessibility are occasionally mentioned, but as a basis for positing additional restrictions rather than as a license for processing. In short, GDPR is concerned with personal data, regardless of whether they were collected in a ‘public space’ or in the ‘public domain’. The GDPR’s restrictions on their use apply regardless. Yet, interpreting and applying GDPR does force us to critically interrogate what we precisely mean when we talk about public space. This is what this text purports to do. I will try to recover some of the polysemy hidden underneath the surface of this presumably monolithic category, and to this end, I will be tossing Goffman against Habermas (without claiming any credits as to the originality of such a move, see, for example, Sarangi 2011). Note that I am not interested, at least not initially, in distinguishing between ‘public place,’ ‘domain’, or ‘sphere.’ The underlying spatial metaphor that is present in all three of them refers “not [to] a thing but rather [to] a set of relations between things” (Lefebvre 1991: 83), and that is what matters at this point.

The intimacy of the public sphere

One anchoring point for theorizing the public sphere is Goffman’s well-known distinction, first advanced in The presentation of self in everyday life (1959), between front– and backstage. Frontstage is the arena where social actors act out the roles that are societally and institutionally expected from them, carefully controlling their performance in the knowledge that it will be evaluated by an audience of others. The backstage is the region where actors prepare for this role performance, where they can deviate from the script and engage in the performance of a more authentic self, unexposed to the public gaze. The notion of frontstage, then, is the one that is readily equated with the ‘public’ sphere (see, for example, Sarangi 2009). However, one should not forget that frontstage also inevitably refers to a constellation of people entangled with one another through co-presence (Goffman 1963). Co-presence occurs whenever social actors are aware that they are within each other’s perceptual range. It manifests itself in relentless mutual monitoring and in the reflexive self-regulation of one’s own conduct, in an attempt to regulate whatever information about ‘self’ and ‘other’ might be leaking through.

Do these pedestrians offer “publicly available data”?

If we look at it from this perspective, a large part of what we routinely gloss as ‘public’ suddenly acquires an unexpected intimate quality. Public conduct is not just a scripted role. It is a scripted role that we inhabit, and therefore it will always contains glitches, moments of uncertainty, and failures to meet expectations. These are highly intimate moments, and GDPR enforces respect for this intimacy. Nobody likes being caught on camera picking their nose, or arguing with their partner on the way to the supermarket. As a rule, GDPR prevents the processing of personal data collected during such ‘public’ performances of intimate conduct. The same rules apply as to other information which allows individual data subjects to be identified: You can only process personal data collected in a public place (for example, footage containing faces and/or voices) if you can demonstrate that processing is done based on one of the lawful grounds specified in Art. 6 (consent of the data subject, processing in the public interest, etc.). In a way, this makes perfect sense. The fact that someone engages in a certain kind of behavior in a publicly accessible space should not be taken to mean that it is up for grabs as data.

This new GDPR framework does not entirely prohibit Goffman-styled inquiries into how people navigate public spaces. Although it forbids processing personal data (photos, video footage, audio recordings) collected without permission from the data-subject, carefully anonymized field notes (which do not provide any clues as to the identity of the data subject) are still perfectly lawful. A good example is my earlier work on the various forms of practical geographical knowledge that Dar es Salaam commuters need for traveling from one part of the city to another (D’hondt 2009). As a rare instance of conversation-analytic research that does not use recordings of conduct, it combined a systematic interrogation of my own practical knowledge, as a user of informal minibus transport, with vignettes illustrating “noteworthy patterns of behaviour” (Iphofen 2015: 47) that I occasionally jotted down while on the move. As such, it represents a form of observational practice that, although not covert, elides the formal solicitation of consent (Iphofen 2015: ibid.). This practice can be questioned from an ethical angle, but under GDPR it does not pose a problem of legal compliance since no personal data are being collected. Dar es Salaam is a megalopolis of over four million inhabitants. Each day, literally hundreds of thousands of city residents rely on minibus transport for getting to work, school, etc. There is no way in which my fellow commuters whose conduct accidentally drew my attention could ever be identified from the short written notes that I entered in my notebook, let alone from the schematic descriptions of courses of action that ended up in the resulting publication.

Public, as in res publica

In The structural transformation of the public sphere (1962[1989]), Habermas describes how the aggregate of print media, coffee houses, lodges and reading clubs that spread through 18th century Europe resulted in the formation of a new critical space, separate from the state, where individuals could interact and exchange ideas on public matters in a way that had never been possible before. Habermas’ account of this budding ‘public sphere,’ which mediates between the private life-world and the state apparatus, has subsequently been criticized from various angles. Later on, Habermas (1981) himself added that in modern mass-societies, the available space for rational-critical debate is gradually contracting, as clear-cut demarcations between the public and private, and between state and society, are eroded by bureaucratization and consumerism. Feminist scholars pointed out the policed nature of the public-private distinction and the pervasiveness of exclusionary mechanisms, while poststructuralists and postcolonialists called into question its monolithic character and insist on a plurality of public spaces (for a useful overview, see Koller and Wodak 2008). Still, the idea of a universally accessible common deliberative space has a strong normative presence in contemporary society. It is enshrined in Art. 10 of the European Convention on Human Rights, on the freedom of expression and information. Social scientists are an integral part of this deliberative space, and instances of critical interventions that have transformed ongoing societal debates are manifold. Blommaert and Verschueren’s (1998) critical inquiry into the rhetoric of tolerance underpinning the 1990s debate on immigration in Belgium is a classic example of a study that fundamentally altered the structure of the debate it commented upon, by pointing out uncanny similarities between the discourse of far-right parties and of the self-declared tolerant majority. Arguing pro domo, I would say that my current ethnographic work on trial performance at the International Criminal Court (ICC; see, for example, D’hondt 2019) falls under the same category. Transnational legal orders, like the one epitomized by the ICC, exert a growing impact on national legal systems. However, the way in which the public exercise of authority by this transnational institution is negotiated in the court’s daily operation has never before been subject to critical scrutiny.

International forums like the ICC (but also the UN’s Universal Periodic Review or the UN Human Rights Committee, see Cowan and Billaud 2017, Halme-Tuomisaari 2018) are undeniably ‘public’ in the sense of Goffman, as the actors involved will always tailor their frontstage conduct to that of the other participants who are co-present (one might also add virtual audiences here, as many of these events are live-streamed). Still, one can sensibly argue that many of the restrictions on data processing mentioned in the previous section do not apply here, precisely because what transpires on these international forums is intrinsically connected to the deliberative space Habermas identified. Importantly, GDPR offers us a good starting point for developing such an argument.

GDPR formulates a set of general principles for personal data processing that apply universally. However, in addition it also specifies a number of ‘specific processing situations’ in which the application of these rules is legitimately curtailed (‘derogations’). It is up to the respective EU member states to specify the precise scope and content of these exemptions. In the national data acts through which the different member states implement GDPR, they must itemize the articles of the original GDPR that do not apply in these specific processing situations. Hence, GDPR Art. 89(2) stipulates that national legislations may provide exemptions for data processing “for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes.” Significantly, this article does not contain any provisions as to where the research in question is supposed to take place, and Recital 159 explicitly includes “privately funded research.” In fact, the only place in GDPR that explicitly mentions academia is Art. 85, on the freedom of expression. This article gives EU member states the responsibility to specify exemptions in order to “reconcile the right to the protection of personal data pursuant to this Regulation with the right to freedom of expression and information, including processing for journalistic purposes and the purposes of academic, artistic or literary expression.” Of course, the nature of these exemptions will slightly vary form one member state to another, but the overall effect of Art. 85 is a “redefinition of the social sciences on a par with journalism, characterizing their activities as in the public interest and their pursuits as in themselves valuable as academic knowledge” (Sleeboom-Faulkner and McMurray 2018: 23). Not surprisingly, the British Academy and the Economic and Social Research Council in 2017 advised that British universities should maximally exploit the derogations this article provides. Similarly, the European Association of Social Anthropologists explicitly insists that “ethnographic research [should be placed] within the special clause on ‘academic expression’ included in Article 85(2) of the GDPR [, … which] has been designed to guarantee the critical social value of humanities and social sciences research” (EASA 2018: 1).

It seems, then, that there are at least two sets of derogations that social scientists can invoke to legitimize their data processing: the research exemption (Art. 89) and the one that guarantees the freedom of academic expression (Art. 85). For those of us working in critical research traditions, this second exemption is particularly relevant and liberating. Although GDPR makes no mention of the public sphere as such, it nevertheless provides the necessary exemption social scientists require for participating in the shared deliberative space outlined by Habermas, guaranteeing their right to critically engage with ongoing societal debates and allowing data processing on the condition that it is necessary to execute that right.

Ethics, after all

As I anticipated at the start, this excursion into legal compliance finally takes us back to ethics. For the time being, GDPR is still in the process of interpretation, and we are still waiting for case law in order to find out where lines will be draw and how GDPR will eventually be interpreted. This is a moment of uncertainty, and there is a tendency among universities and funders to err on the side of caution.

The chilling effect of these new regulations is real. It should be clear, however, that GDPR, in fact, offers quite some maneuvering space to those of us who are working with public data. At this stage, it would be perilous for applied linguists and ethnographers to assume a quietist stance.

The most dangerous kind of censorship is self-censorship.

In the current circumstances this aphorism is more relevant than ever. As scholars, we should be prepared to defend the available space for critical intervention. Universities should be prepared to back its scholars in this, as this debate revolves around basic democratic principles. In the end, even going to court should not necessarily frighten us. After all, it is an opportunity to stand up for the values we believe in.

References

Blommaert, Jan, and Jef Verschueren. 2002. Debating Diversity. London: Routledge.
British Academy & ESRC. 2017. A British Academy and Economic & Social Research Council submission to the Department of Culture, Media and Sport (DCMS) call for views on the General Data Protection Regulation derogations.
Corsín Jiménez, Alberto. 2018. A Data Governance Framework for Ethnography. Madrid, CSIC.
Cowan, Jane K. and Julie Billaud, 2017. The ‘public’ character of the Universal Periodic Review: Contested concept and methodological challenge. In: Niezen, R. and M. Sapignoli (Eds.), Palaces of Hope. Cambridge, Cambridge University Press, pp.106-126.
D’hondt, Sigurd. 2009. Calling the stops in a Dar-es-Salaam minibus: Embodied understandings of place in a drop-off routine. Journal of Pragmatics 41, no. 10 (2009): 1962-1976.
D’hondt, Sigurd. 2019. Humanity and its beneficiaries: Footing and stance-taking in an international criminal trial. Signs and Society 7 (3), 427-453.
European Association of Social Anthropologists. 2018. EASA’s Statement on Data Governance in Ethnographic Projects.
Goffman, Erving. 1959. The Presentation of Self in Everyday Life. Garden City, NY, Doubleday.
Goffman, Erving. 1963. Behavior in Public Places. New York: Free Press.
Habermas, Jürgen. 1962 (1989). The Structural Transformation of the Public Sphere. Cambridge, Polity.
Halme-Tuomisaari, Miia, 2018. Methodologically blonde at the UN in a tactical quest for inclusion. Social Anthropology 26 (4), 456-470.
Humphris, Rachel. 2018. Is anthropology still legal? Notes on the impact of GDPR. Birmingham, IRiS.
Iphofen, Ron. 2015. Research Ethics in Ethnography/Anthropology. European Commission, DG Research and Innovation.
Koller, Veronika, and Ruth Wodak. 2008. Introduction: Shifting boundaries and emergent publics. In: R. Wodak and V. Koller (Eds.), Handbook of Communication in the Public Sphere. Berlin: Mouton de Gruyter, pp. 1-17.
Lefebvre, Henri. 1991. The Production of Space. Oxford: Wiley-Blackwell.
Sarangi, Srikant. 2011. Public discourse. In: Jan Zienkowski, Jan-Ola Östman, and Jef Verschueren (Eds.), Discursive Pragmatics. Amsterdam: Benjamins, pp. 248-265.
Sleeboom-Faulkner, Margaret, and James McMurray. 2018. The impact of the new EU GDPR on ethics governance and social anthropology. Anthropology Today 34 (5), 22-23.

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Are funding decisions based on “societal impact” ethical? https://languageonthemove.com/are-funding-decisions-based-on-societal-impact-ethical/ https://languageonthemove.com/are-funding-decisions-based-on-societal-impact-ethical/#comments Tue, 23 Jun 2020 23:16:05 +0000 https://www.languageonthemove.com/?p=22593 Editor’s note: We find ourselves in a time of deep global crisis when reflections on research ethics take on new urgency. Language on the Move is delighted to bring to you a series of texts that aim to rethink research ethics in Applied Linguistics. The texts in this series have been authored by members of the Research Collegium of Language in Changing Society (RECLAS) at the University of Jyväskylä in Finland. Their frustrations with a narrow legalistic understanding of ethics brought them together in a series of meetings and long debates in unconventional contexts, where they explored an understanding of ethics as foundational to and intertwined with all aspects of doing research. The result of these meetings and conversations is a series of “rants”, which they share here. In this rant, Taina Saarinen challenges the ethicality of funding decisions based on short-term notions of research impact. In fact, she goes further to ask whether any politically motivated funding decision can ever be ethical.

To view the other RECLAS ethics rants, click here.

***

As researchers and teachers, we know that our work is thoroughly social. We accept that we have an ethical responsibility to society and the people who both enable our work and need it. The societal impact of universities, on the other hand, cannot be reduced to the short-term impact increasingly required by funding bodies.

From social to market-based understandings of societal impact

“Researchers’ Night” is an outreach event of the University of Jyväskylä for community members of all ages (Image credit: University of Jyväskylä)

Since the 1970s, a new “entrepreneurial” and “innovative” ethos started to be naturalized in higher education, leading to a discussion of marketization and commodification of higher education conceptualized as “academic capitalism”. This development coincided with demands for a de-bureaucratization of public institutions like universities, thus creating a situation where the bureaucratic budget steering of the public sector made way for an accountability and evaluation based steering. This coincided with neoliberal New Public Management (NPM) theories that called for a decentralized market-like governance of the public sector.

My rant hits this paradox: how can we make universities more meaningful for and in society, while accommodating the market demands steering of higher education? Closer to home: how can we, in the RECLAS collegium, criticize managerialist funding practices and the demands that come with them, while at the same time participating in the game and playing by its rules?

I first discuss meanings of the term “societal impact” for higher education and society at large. In particular: how is societal impact understood and measured? I will then discuss the funding of universities from the perspective of societal impact. This will lead me to a discussion of the artificial divide between basic and applied research and the relevance of this divide for societal relevance of higher education. I finish with a call for arenas for societal impact that go beyond entrepreneurial and market based logics and loop back to the traditional tasks of research and teaching.

What is societal impact?

The basic tasks of higher education are, in the Humboldtian tradition, research and teaching. The “third mission” or “societal” turn of the 1970s was originally understood as co-operation of higher education with governments, industry and society at large, and operationalized as contributions of teaching and research to societal life and political decision making on one hand, and as commercialization of that teaching and research on the other.

A way of further understanding the third mission is to divide it into the social, the enterprising, and the innovative third mission. Especially since the 1970s, the “second academic revolution” has seen a turn from teaching and research to services to community and society – which, in turn, might or might not imply economic benefits to someone.

Critical voices have problematized this naturalization of an industrial and entrepreneurial third mission, which has its roots in demands for ex-post accountability, efficiency, and effectiveness. What is typical of this managerialist turn is that while the formal (normative and regulative) steering of higher education has loosened, the “soft demands” (persuasive and informal) have tightened, making the steering of higher education more opaque.

University funding and societal impact

How do we, then, know what societal impact is? I would like to suggest that the question should not be what but when. I will illustrate this with an example from higher education funding.

The basic tasks of universities, namely education, research, and the dissemination of knowledge gained through research, are ultimately very societal in nature and at the heart of universities’ societal impact mission. Because of this societal task, universities are generally either publicly funded or exempt from taxes in their fundraising even in the most market-oriented systems.

The Strategic Research Funding instrument, coordinated by the Academy of Finland, is an example of funding that is allocated to “high-quality research that has great societal impact” (Image credit: Academy of Finland)

However, in recent years, funding for higher education has started to include more performance based or strategically steered elements, as political goals of “societal impact” have been included in funding systems. Consequently, an increasing proportion of core funding for universities is now allocated as competitive funding or performance based funding; i.e. not as consistent or steady basic funding but funding based on politically dependent criteria and indicators. This applies to both traditional research funding (= need to anticipate impacts of research in funding applications) as well as teaching (= need to provide a particular amount of Masters degrees rather than a particular “amount of critical thinking”).

The societal benefits of higher education are, however, (only) partly predictable. Society needs experts and professionals trained by universities. So much is obvious. But not even the labor market demand for public sector workers such as doctors, teachers, or librarians is easily predictable. And it is even more difficult to anticipate long term impacts of research that is accumulated over decades and centuries. Development of critical thinking is no easier measured. The public funding of universities, thus, is largely based on the funder’s trust on this long-term benefit of higher education without any explicit indicators.

Thus, there is a mismatch between the long-term activities (or “impact”) of universities and their short-term strategic decision-making.

This mismatch affects the universities’ core functions. Funding models and strategic funding may change as political cycles change, and yet, universities need to enter a short-term funding competition based largely on strategizing societal tasks and societal usefulness of their activities to be successful. However, the activities of universities have long-term effects, which are less predictable and less easily measurable.

Societal impact and the artificial divide between “basic” and “applied” research

How, then, can societal impact be understood? What is societal impact? It seems that at least a part of the divide between “research” and “societally relevant research” is based on a divide between basic vs applied research. We have been conditioned to think of research either as something that is inspired by research curiosity (“basic research”) or something that is inspired by a desire to apply that research into practice (“applied research”).This thinking can lead to two kinds of fundamental value judgements on the importance of research:

  • Basic research is seen as “academic”, “timeless” and “accumulating knowledge”, whereas applied research is seen as “practical”, “fast” and “accumulating (economic) benefits”
  • Basic research is seen as “useless” (for society and economy in particular), whereas applied research is seen as “useful” (for society and economy in particular)

However, the divide between basic and applied research is based on problematic premises and an artificial divide that has its origins in statistical and registry needs rather than actual research internal needs. The linear assumptions of research curiosity leading to basic research, further leading to practical applications, and ending at technological innovations do not hold empirically. “Applied” innovations can lead to “basic” research questions and “basic” research can have very immediate practical applications. Thus, Donald Stokes’ concept of use inspired basic research may be useful, bridging “research promise and societal need”.

Equally, the divide between usefulness or uselessness of research is artificial because just as it is difficult to know whether research is useful, it is equally difficult to know when it is useful. The time span to evaluate the usefulness or scientific work is beyond economic quarterly assessments. It is impossible to know, on a short term basis, what is beneficial for society in the long term. This tweet about the dismissal of coronavirus research as unimportant, even only a year ago provides a stark example:

Additionally, the example of the dismissal of coronavirus research also calls into question the overall ethicality of government-steered research. By submitting research to the dictates of short-term payoffs through the denial of long-term guaranteed funding, the overall resilience of higher education – and, hence the overall benefit to humanity – is reduced. A famous example is Jonas Salk’s polio vaccine: Salk did not seek a patent as he felt the rights of the vaccine should be owned by the people. The main value here is to pay it forward to the common good, not to funders and markets.

Should research be societally relevant? Yes.

Do we know what is societally relevant? No. Or, to be precise, not in the short term.

In the end, the societal impact requirement has turned from an integral part of our research and teaching activities into a naturalized political demand, rewarding us for things that are secondary to our ethical responsibility for society.

As academics, this places us in a difficult position. We are good at arguing to ourselves why we need to participate in the “neoliberal governmentality game” of applying for top funding such as the RECLAS profiling money. We have internalized a self-governing ethos where we monitor our behavior and check our Google Scholar citations while at the same time criticizing neoliberal academia with traditional humanist arguments. We need to prove our societal worth by planning, executing and demonstrating societal impact in our research, to the extent that we have lost sight of what societal impact of higher education is.

What should we, then, actually talk about when we talk about societal impact?

Echoing Laredo’s (2007) idea of teaching and research in different constellations as the main roles of the university, I would like us to go back to the intertwined role of teaching and research justifying funding. Universities need funding because they teach and research for the common good. That is a high value. We cannot know the precise minutiae of the societal impact of our work and we must be willing to live with this uncertainty.

References

Laredo, P. (2007). Revisiting the Third Mission of Universities: Toward a Renewed Categorization of University Activities? Higher Education Policy, 20(4), 441-456.
Stokes, D. E. (2011). Pasteur’s quadrant: Basic science and technological innovation. Brookings Institution Press.

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Do concepts and methods have ethics? https://languageonthemove.com/do-concepts-and-methods-have-ethics/ https://languageonthemove.com/do-concepts-and-methods-have-ethics/#comments Thu, 18 Jun 2020 02:03:39 +0000 https://www.languageonthemove.com/?p=22576 Editor’s note: We find ourselves in a time of deep global crisis when reflections on research ethics take on new urgency. Language on the Move is delighted to bring to you a series of texts that aim to rethink research ethics in Applied Linguistics. The texts in this series have been authored by members of the Research Collegium of Language in Changing Society (RECLAS) at the University of Jyväskylä in Finland. Their frustrations with a narrow legalistic understanding of ethics brought them together in a series of meetings and long debates in unconventional contexts, where they explored an understanding of ethics as foundational to and intertwined with all aspects of doing research. The result of these meetings and conversations is a series of “rants”, which they share here. In this first rant, Petteri Laihonen reflects on the ethics of methodological approaches and conceptual frameworks.

To view the other RECLAS ethics rants, click here.

***

Approaches, frameworks, methodologies, and research designs have consequences for research ethics. Here I will discuss some things I have learned in my career as a fieldworker and researcher mainly while meeting minority language speakers in remote places and while trying to formulate practical relevance of my research for the wider public. I will specifically address the perception of research by research participants,  and the ethics of interviewing and other methods. I will close by sharing my take on researcher activism.

What’s in it for research participants?

All research should ideally benefit the researched communities and individuals in some meaningful and sensible way.

In general, participants have been happy to discuss language issues with me, some have even considered the interviews as an opportunity to tell their life stories to somebody and to have it recorded. Others mentioned, that, as a linguistic minority, they  have been “forgotten”. Participating in research felt like a good way to them to place their lives or their village on the map.

Petteri with research participants during fieldwork (Photo by Karina Tímár)

To meet my participants’ expectations, I have found it especially important to publish and present results not only in dominant languages and academic forums but also in the local language(s) and in accessible forums: in my case that has meant Hungarian and open access journals. Research published in English is largely irrelevant to my participants as it is mastered only by few of them.

In short, I consider it an important part of research(er) ethics to practice multilingual research multilingually (see Piller 2016 on the critique of doing research on multilingualism monolingually).

Beyond the research interview

In my dissertation, I provided detailed analyses on the constraints of the research interview as an ‘objective’ research tool by pointing out that the views on language produced in an interview are co-constructed by the interviewee and the interviewer. This helped me to see the research participants and researchers as equal partners in the production of information and knowledge, and my dissertation work made me very critical also towards objectivizing stances to research interviews. For example, certain things are often mentioned (or not and in a certain way) by an ‘informant’ only because they were asked (or not) by the researcher (in a certain way).

Most importantly, however it turned my attention to research ethics of treating the people we study as equal research participants, not merely as ‘informants’.

During my post-doctoral project (2011—2013), I became interested in the study of linguistic landscapes. The study of linguistic landscapes, or visual semiotics represents a turn “from spoken, face-to-face discourses to the representations of that interaction order in images and signs” (Scollon & Wong Scollon 2003: 82). In my current project (2016–2021), my fieldwork and data generation has also been focused on visual methods.

Originally developed to minimize the impact that researchers have on shaping the data, these methods have the potential to address the basic challenge research interviews have: interviewing appears to put the researcher in a dominant position.

Practicing inclusive research

Taking the concerns of research participant’s positionality and agency vis-a-vis the researcher seriously is a cornerstone of inclusive research. In my current project, I employed a local research assistant, who has been a significant help in building shared interest with the participants and partner institutions.

Revitalization program teachers have come to see our research as beneficial, especially due to the use of digital visual methods, which have provided examples of pedagogical experiments. To take one example: we have carried out iMovie projects with children, where the children’s first video recorded their villages and self-selected topics at home with an iPad provided by the project. Then they edited iMovies with the iPads during a revitalization class and finally showed the final recordings to other children, researchers, parents, and teachers.

Fieldwork projects, such as the iMovie project have served my research aims to gain analysable data through visual methods and thus getting access to participant language views and language practices.

Teachers’ views of research may have been changed as well: some more experienced teachers mentioned that previous research has not been similarly rewarding and that it had been difficult to engage the children in activities such as filling out questionnaires and surveys. In our case, they could see an immediate benefit for the program in the heightened student motivation to use the revitalization language.

Should researchers be activists?

To address this question, I need to begin by reflecting on my analytical framework, the study of language ideologies. I define language ideologies broadly as common linkages between language and non-linguistic phenomena in a given community. In the study of language ideologies I follow, it is a basic assumption that no idea or view about language comes from nowhere. As Silverstein (1998:124) explains:

We might consider our descriptive analytic perspective […] as a species of social-constructionist realism or naturalism about language and its matrix in the sociocultural realm: it recognizes the reflexive entailments for its own praxis, that it will find no absolute Archimedian place to stand – not in absolute “Truth”, nor in absolute “Reality” nor even in absolute deterministic or computable mental or social “Functional Process”. Analysis of ideological factuality is, perforce, relativistic in the best scientific (not scientistic) sense.

From an ”activist” approach, we could investigate how inequality is constructed through language ideologies and then show how such language ideologies are untrue, or “bad” representations of reality or how ideology is produced by “false consciousness” (as argued by Marx, see Blommaert 2006). Such an interpretation of ideology as a distortion of reality performed in order to naturalize a questionable political ideology, has been embraced by certain strands of Critical Discourse Analysis, where the analyses thus examine different linguistic forms and processes of twisting the truth (e.g., the use of metaphors to mislead interpretation, see Reisigl & Wodak 2001).

However, the activist goal of “speaking truth to power” is not an aim shared by researchers in linguistic anthropology, since language ideologies are everywhere and due to the lack of the “Archimedian place” mentioned by Silverstein above, they are false or true according to the perspective we choose or premise we follow (see also Gal, 2002).

To conclude, our research participants and their communities should benefit from the research. To reach this goal, my approach has been to focus on inclusive ethnography and methods of data collection that provide meaningful activities, events and discussions for the research participants and participating institutions. I have focused on examples of best practices, and at the same time remained critical by not trying to pretend that I can speak truth to power.

Finally, a goal for every study should also be to help people understand why research in general is needed and beneficial for people outside of academia.

References

Blommaert, J. 2006. Language Ideology. In Brown, K. (ed). Encyclopedia of Language & Linguistics. Second edition, vol. 6. Amsterdam: Elsevier, 510-521.
Gal, S. 2002. Language Ideologies and Linguistic Diversity: Where Culture Meets Power. A magyar nyelv idegenben. Keresztes, L. & S. Maticsák (eds.). Debrecen: Debreceni Egyetem, 197-204.
Nind M. 2014. What is inclusive research? London: Bloomsbury.
Piller, I. 2016. Monolingual ways of seeing multilingualism. Journal of Multicultural Discourses, 11(1), 25–33.
Reisigl, M. & R. Wodak 2001. Discourse and Discrimination. Rhetoric’s of Racism and Anti-Semitism. London: Routledge.
Scollon, R. & Wong Scollon, S. 2003. Discourses in place. Routledge: London.
Silverstein, M. 1998. The Uses and Utility of Ideology: A Commentary. Language Ideologies: Practice and Theory. Schieffelin, B., K. Woolard & P. Kroskrity eds. Oxford: Oxford University Press, 123-148.

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